| Date | Role |
| July 2010 |
Rule 3 adviser to AIM quoted resource company |
| May 2010 |
Rule 3 adviser to AIM quoted telecoms company |
| March 2010 |
PLUS IPO of UK based biotech company |
| March 2010 |
Members’ voluntary liquidation of investment trust company |
| February 2010 |
Negotiation of £15m equity facility for a producing European oil & gas company |
| October 2009 |
Reverse takeover by PLUS quoted oil company |
| August 2009 |
Reverse takeover by PLUS quoted investment company |
| June 2009 |
Rule 3 adviser to AIM quoted financial media company |
